- published: 29 Aug 2012
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The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx
Swiss Financial Authority Releases ICO-Specific Regulatory Guidelines News The Swiss Financial Market Supervisory Authority (FINMA) published a set of guidelines yesterday, Feb. 16, for applying existing financial market legislation to the regulation of Initial Coin Offerings (ICO).FINMA CEO Mark Branson sees these guidelines as a way of helping Blockchaintechnology successfully enter Swiss markets, noting that Blockchain companies “cannot simply circumvent the tried and tested regulatory framework”. He stated in the press release for the guidelines:“Our balanced approach to handling ICO projects and enquiries allows legitimate innovators to navigate the regulatory landscape and so launch their projects in a way consistent with our laws protecting investors and the integrity of the fin...
In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange. It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business bet...
Stay in touch with Finance Watch! Newsletter: https://bitly.com/MD2cD1 Facebook : https://www.facebook.com/financewatch Twitter: https://twitter.com/forfinancewatch October 10 2012 - Finance Watch Conference "Financial markets : serving the real economy?" http://www.finance-watch.org/ Tim Rowe is the manager of the Trading Platforms and Settlement Policy team at the UK's Financial Services Authority (FSA). The team is responsible for the FSA's domestic and international policy regarding exchanges, multilateral trading facilities and settlement, as well as elements of OTC trading (including the MiFID regimes for post-trade transparency and systematic internalisers). The team is involved currently in European discussions on the MiFID Review, the Central Securities Depositories Regulation...
THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY. DAILY DIVINE PROOFS. 23/2/2017
Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.
My first vlog - an introduction and brief explanation as to why I created the site Click here to get graduate job advice from somebody who's actually been through the graduate recruitment process: http://toughlovegrad.com My Social Media Instagram - @toughlovegrad https://instagram.com/toughlovegrad/ Facebook - @toughlovegrad https://facebook.com/toughlovegrad/ Twitter- toughlovegrad https://twitter.com/toughlovegrad Snapchat- toughlovegrad Email- email@example.com DISCLOSURE: All opinions are my own.
Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
This segment of brings to you latest information on PNB fraud case and steps taken into the case after Zee Business initiative. Watch this clip to know more. About Zee Business -------------------------- Zee Business is one of the leading and fastest growing Hindi business news channels in India. Live coverage of Indian markets - Sensex & Nifty -------------------------------------------------------------- You can also visit us at: https://goo.gl/sXWpTF Like us on Facebook: https://goo.gl/OMJgrn Follow us on Twitter: https://goo.gl/OjOzpB Subscribe to our other network channels: Zee News: https://goo.gl/XBvkjZ
 UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr...
Keynote: Poland as a regional financial innovation centre Marek Chrzanowski, KNF Polish Financial Supervision Authority Impact fintech'17, 6th&7th of December in Katowice - HOST CITY @ImpactCEE #impactfintech
Transform the way you work with Authority Finance! Civica CMI proudly presents Authority Finance, a software designed exclusively for municipalities to easily handle and report financial data. For more information, visit www.civicacmi.com/AuthorityFinance
Review of the Financial Conduct Authority's first year in business with FCA Chief Executive, Martin Wheatley, Chairman John Griffith-Jones, Aviva's Mark Wilson, Mearns & Co's Margaret Mearns and Age UK's Barbara Limon http://www.fca.org.uk/news/video-fca-first-anniversary More about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
Focus on quality of service and management of risk at this high-profile regulator.
The Financial Services Authority (FSA) was swept away by the coalition government earlier this year in a supposed revolution in regulation. It was replaced by the Financial Conduct Authority (FCA). Adam Fleming reports on how things have changed under the new body.