• Financial Services Authority

    An Easy Overview Of The Financial Services Authority

    published: 29 Aug 2012
  • Introduction to the Financial Conduct Authority (FCA) 2013

    The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 08 Oct 2013
  • A new approach to financial supervision: the Prudential Regulation Authority

    In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx

    published: 13 Dec 2012
  • FCA's (Financial Conduct Authority) Success Story

    The UK Financial Conduct Authority uses Salesforce to help maintain the levels of trust required in the UK Financial Services industry.

    published: 22 May 2014
  • Financial Conduct Authority's Approach to Supervision event

    Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 20 Mar 2014
  • Financial Industry Regulatory Authority

    In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange. It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video

    published: 02 Dec 2014
  • What is FINRA (The Financial Industry Regulatory Authority)?

    Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business bet...

    published: 11 Mar 2016
  • THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY - DR. PAUL ENENCHE

    THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY. DAILY DIVINE PROOFS. 23/2/2017

    published: 27 Feb 2017
  • Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

    Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.

    published: 02 Aug 2012
  • Financial Services Authority

    published: 16 Sep 2011
  • Financial Conduct Authority v Macris [2017] UKSC 19

    How much information would have to be given in order to be able to identify you without actually saying your name? This sounds like a game of 20 questions but the Supreme Court faced a very similar problem this week with serious consequences hanging on to their decision. Music from bensound.com

    published: 10 May 2017
  • FSA to Financial Conduct Authority

    The Financial Services Authority (FSA) was swept away by the coalition government earlier this year in a supposed revolution in regulation. It was replaced by the Financial Conduct Authority (FCA). Adam Fleming reports on how things have changed under the new body.

    published: 25 Nov 2013
  • Financial Conduct Authority (Appellant) v Macris (Respondent)

    [2017] UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr...

    published: 22 Mar 2017
  • Financial Markets Authority

    A presentation from Consumer Rights Day run by Consumer Protection, MBIE

    published: 05 May 2017
  • Cabinet approves Financial Service Authority to streamline sector and reduce costs

    Cabinet has this evening approved the draft financial services authority bill 2016 which seeks to merge the functions of four major financial regulatory bodies. The decision, which has far reaching implications for the financial services sector, was reached after a long tussle and will now see many hitherto and strong independent regulators lose critical control of particular areas of the economy. SUBSCRIBE to our YouTube channel for more great videos: https://www.youtube.com/KTNkenya Follow us on Twitter: https://twitter.com/KTNNews Like us on Facebook: https://www.facebook.com/KTNNewsKenya For more great content go to http://www.standardmedia.co.ke/ktnnews and download our apps: http://std.co.ke/apps/#android KTN News is a leading 24-hour TV channel in Eastern Africa with its ...

    published: 06 Apr 2017
  • Financial Conduct Authority Insight Day

    Our Financial Conduct Authority Insight Day takes places on Wednesday 2nd November 2016 and will be an unmissable opportunity for those interested in pursuing a career in Finance. This event will be held in Canary Wharf London at the FCA headquarters. Deadline: Sunday 23 October 2016 Register for the Insight day: http://www.elevationnetworks.org/elevation-networks-financial-conduct-authority-insight-day/

    published: 12 Oct 2016
Financial Services Authority

Financial Services Authority

  • Order:
  • Duration: 1:31
  • Updated: 29 Aug 2012
  • views: 782
videos
An Easy Overview Of The Financial Services Authority
https://wn.com/Financial_Services_Authority
Introduction to the Financial Conduct Authority (FCA) 2013

Introduction to the Financial Conduct Authority (FCA) 2013

  • Order:
  • Duration: 4:36
  • Updated: 08 Oct 2013
  • views: 15404
videos
The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/Introduction_To_The_Financial_Conduct_Authority_(Fca)_2013
A new approach to financial supervision: the Prudential Regulation Authority

A new approach to financial supervision: the Prudential Regulation Authority

  • Order:
  • Duration: 6:46
  • Updated: 13 Dec 2012
  • views: 14008
videos
In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx
https://wn.com/A_New_Approach_To_Financial_Supervision_The_Prudential_Regulation_Authority
FCA's (Financial Conduct Authority) Success Story

FCA's (Financial Conduct Authority) Success Story

  • Order:
  • Duration: 3:17
  • Updated: 22 May 2014
  • views: 7858
videos
The UK Financial Conduct Authority uses Salesforce to help maintain the levels of trust required in the UK Financial Services industry.
https://wn.com/Fca's_(Financial_Conduct_Authority)_Success_Story
Financial Conduct Authority's Approach to Supervision event

Financial Conduct Authority's Approach to Supervision event

  • Order:
  • Duration: 1:04:03
  • Updated: 20 Mar 2014
  • views: 5638
videos
Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/Financial_Conduct_Authority's_Approach_To_Supervision_Event
Financial Industry Regulatory Authority

Financial Industry Regulatory Authority

  • Order:
  • Duration: 14:05
  • Updated: 02 Dec 2014
  • views: 428
videos
In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange. It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
https://wn.com/Financial_Industry_Regulatory_Authority
What is FINRA (The Financial Industry Regulatory Authority)?

What is FINRA (The Financial Industry Regulatory Authority)?

  • Order:
  • Duration: 1:24
  • Updated: 11 Mar 2016
  • views: 1625
videos
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers, dealers and the investing public. By consolidating these two regulators, FINRA aims to eliminate regulatory overlap and cost inefficiencies. FINRA offers several different types of licenses needed by both representatives and supervisors. Each license corresponds to a specific type of business or investment. While there are several licenses geared toward specific types of securities, there are three general licenses that the majority of representatives and advisors usually obtain. By Barry Norman, Investors Trading Academy - ITA
https://wn.com/What_Is_Finra_(The_Financial_Industry_Regulatory_Authority)
THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY - DR. PAUL ENENCHE

THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY - DR. PAUL ENENCHE

  • Order:
  • Duration: 2:37:41
  • Updated: 27 Feb 2017
  • views: 108
videos
THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY. DAILY DIVINE PROOFS. 23/2/2017
https://wn.com/The_Purpose_Of_Financial_Abundance_Authority_Dr._Paul_Enenche
Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

  • Order:
  • Duration: 5:23
  • Updated: 02 Aug 2012
  • views: 519
videos
Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.
https://wn.com/Thomas_Huertas_Of_The_Financial_Services_Authority_In_The_UK_On_Regulation_Of_Financial_Firms
Financial Services Authority

Financial Services Authority

  • Order:
  • Duration: 6:26
  • Updated: 16 Sep 2011
  • views: 1189
videos
https://wn.com/Financial_Services_Authority
Financial Conduct Authority v Macris [2017] UKSC 19

Financial Conduct Authority v Macris [2017] UKSC 19

  • Order:
  • Duration: 11:09
  • Updated: 10 May 2017
  • views: 69
videos
How much information would have to be given in order to be able to identify you without actually saying your name? This sounds like a game of 20 questions but the Supreme Court faced a very similar problem this week with serious consequences hanging on to their decision. Music from bensound.com
https://wn.com/Financial_Conduct_Authority_V_Macris_2017_Uksc_19
FSA to Financial Conduct Authority

FSA to Financial Conduct Authority

  • Order:
  • Duration: 2:39
  • Updated: 25 Nov 2013
  • views: 735
videos
The Financial Services Authority (FSA) was swept away by the coalition government earlier this year in a supposed revolution in regulation. It was replaced by the Financial Conduct Authority (FCA). Adam Fleming reports on how things have changed under the new body.
https://wn.com/Fsa_To_Financial_Conduct_Authority
Financial Conduct Authority (Appellant) v Macris (Respondent)

Financial Conduct Authority (Appellant) v Macris (Respondent)

  • Order:
  • Duration: 7:10
  • Updated: 22 Mar 2017
  • views: 358
videos
[2017] UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr Macris was identified by the notices. The issue in this case concerned the meaning of the words "any of the reasons contained in [a notice] relates to a matter which identifies a person" in s.393(1) and (4) of the Financial Services Markets Act 2000. By a majority of 4 to 1, the Supreme Court allows the FCA’s appeal.
https://wn.com/Financial_Conduct_Authority_(Appellant)_V_Macris_(Respondent)
Financial Markets Authority

Financial Markets Authority

  • Order:
  • Duration: 10:39
  • Updated: 05 May 2017
  • views: 52
videos
A presentation from Consumer Rights Day run by Consumer Protection, MBIE
https://wn.com/Financial_Markets_Authority
Cabinet approves Financial Service Authority to streamline sector and reduce costs

Cabinet approves Financial Service Authority to streamline sector and reduce costs

  • Order:
  • Duration: 3:05
  • Updated: 06 Apr 2017
  • views: 54
videos
Cabinet has this evening approved the draft financial services authority bill 2016 which seeks to merge the functions of four major financial regulatory bodies. The decision, which has far reaching implications for the financial services sector, was reached after a long tussle and will now see many hitherto and strong independent regulators lose critical control of particular areas of the economy. SUBSCRIBE to our YouTube channel for more great videos: https://www.youtube.com/KTNkenya Follow us on Twitter: https://twitter.com/KTNNews Like us on Facebook: https://www.facebook.com/KTNNewsKenya For more great content go to http://www.standardmedia.co.ke/ktnnews and download our apps: http://std.co.ke/apps/#android KTN News is a leading 24-hour TV channel in Eastern Africa with its headquarters located along Mombasa Road, at Standard Group Centre. This is the most authoritative news channel in Kenya and beyond.
https://wn.com/Cabinet_Approves_Financial_Service_Authority_To_Streamline_Sector_And_Reduce_Costs
Financial Conduct Authority Insight Day

Financial Conduct Authority Insight Day

  • Order:
  • Duration: 0:25
  • Updated: 12 Oct 2016
  • views: 66
videos
Our Financial Conduct Authority Insight Day takes places on Wednesday 2nd November 2016 and will be an unmissable opportunity for those interested in pursuing a career in Finance. This event will be held in Canary Wharf London at the FCA headquarters. Deadline: Sunday 23 October 2016 Register for the Insight day: http://www.elevationnetworks.org/elevation-networks-financial-conduct-authority-insight-day/
https://wn.com/Financial_Conduct_Authority_Insight_Day
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