• Financial Services Authority

    An Easy Overview Of The Financial Services Authority

    published: 29 Aug 2012
  • Introduction to the Financial Conduct Authority (FCA) 2013

    The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 08 Oct 2013
  • Financial Services Authority

    published: 16 Sep 2011
  • NFRA I National Financial Reporting Authority

    CA. Aseem Trivedi sir on NFRA http://www.cakit.in/wp-content/upload... follow the link to get the journal on NFRA

    published: 17 Apr 2018
  • Financial Industry Regulatory Authority

    In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange. It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video

    published: 02 Dec 2014
  • FCA's (Financial Conduct Authority) Success Story

    The UK Financial Conduct Authority uses Salesforce to help maintain the levels of trust required in the UK Financial Services industry.

    published: 22 May 2014
  • Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

    Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.

    published: 02 Aug 2012
  • Tim Rowe - UK's Financial Services Authority (FSA)

    Stay in touch with Finance Watch! Newsletter: https://bitly.com/MD2cD1 Facebook : https://www.facebook.com/financewatch Twitter: https://twitter.com/forfinancewatch October 10 2012 - Finance Watch Conference "Financial markets : serving the real economy?" http://www.finance-watch.org/ Tim Rowe is the manager of the Trading Platforms and Settlement Policy team at the UK's Financial Services Authority (FSA). The team is responsible for the FSA's domestic and international policy regarding exchanges, multilateral trading facilities and settlement, as well as elements of OTC trading (including the MiFID regimes for post-trade transparency and systematic internalisers). The team is involved currently in European discussions on the MiFID Review, the Central Securities Depositories Regulation...

    published: 18 Oct 2012
  • The Truth About APRA (Australian Prudential Regulation Authority)

    The Australian Prudential Regulation Authority is a statutory authority of the Australian Government and the prudential regulator of the Australian financial services industry. CEC Australia exposes the truth behind APRA and the flaws within the system. APRA is presented as the authority that regulates the financial services industry in Australia. Watch the full video at: https://youtu.be/HfoXtPzPSQU Subscribe to CEC Australia: https://www.youtube.com/channel/UCViMLG8C8qWrbODb00LGDpw

    published: 10 Sep 2017
  • A new approach to financial supervision: the Prudential Regulation Authority

    In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx

    published: 13 Dec 2012
  • NFRA : National Financial Reporting Authority Explained in 5 minutes UPSC/SSC/BANKING EXAMS

    National Financial Reporting Authority explained in less than 5 Minutes !! Important for UPSC/SSC/Banking Exams

    published: 02 Mar 2018
  • Financial Conduct Authority - Case Study

    Focus on quality of service and management of risk at this high-profile regulator.

    published: 16 May 2017
  • Financial Conduct Authority (FCA) Explained | Wessex Garages

    Find out more about how the FCA regulates car financing with some frequently asked questions put to Wessex Garages Director of Operations for Nissan, Renault & Dacia - Dale Richardson. http://www.wessexgarages.com

    published: 21 Sep 2015
  • FRA Financial Regulatory Authority 2017 Achievement

    Video Presentation: FRA Financial Regulatory Authority 2017 Achievement . Egypt ........................

    published: 24 Feb 2018
  • The Financial Conduct Authority are all bent and bought and paid for then!

    published: 17 Apr 2018
  • Christopher Woolard, U.K. Financial Conduct Authority

    Christopher Woolard, Board Member & Executive Director of Strategy & Competition

    published: 07 Feb 2018
  • Financial Services Authority

    A commercial for the Financial services Authority directed with Mish Mash

    published: 14 Sep 2009
  • Saad Nasarullah LLB Law, Financial Conduct Authority

    Saad is an Law LLB graduate, with a year abroad. We spoke to Saad to find out how he secured a role as Enforcement Associate at the Financial Conduct Authority via the Tier 2 visa

    published: 15 Aug 2016
  • Financial Conduct Authority's Approach to Supervision event

    Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 20 Mar 2014
  • About the Financial Conduct Authority (FCA) 2014

    Review of the Financial Conduct Authority's first year in business with FCA Chief Executive, Martin Wheatley, Chairman John Griffith-Jones, Aviva's Mark Wilson, Mearns & Co's Margaret Mearns and Age UK's Barbara Limon http://www.fca.org.uk/news/video-fca-first-anniversary More about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 06 Jun 2014
  • What is FINRA (The Financial Industry Regulatory Authority)?

    Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business bet...

    published: 11 Mar 2016
  • National Financial Reporting Authority (NFRA) explained for RBI and NABARD 2018

    In this video, we have discussed National Financial Reporting Authority (NFRA) from the point of view of RBI and NABARD 2018 examination. Important MCQs have also been discussed towards the end of the video. For full video courses for RBI and NABARD 2018, visit https://www.edutap.co.in Learn anytime, anywhere with EduTap Download our app here: https://play.google.com/store/apps/details?id=com.learnyst.edutap Our Telegram channel: https://t.me/EduTapLearning Our Facebook page- https://www.facebook.com/EduTapLearning/? About RBI Grade B- https://edutap.co.in/rbi-grade-b-coaching/ About NABARD Grade A/B- https://edutap.co.in/nabard-grade-a-coaching/ Free material for RBI - https://drive.google.com/open?id=0B5_Iv2REgxNcN1BoanpZcURTWms Free mock tests for RBI - https://drive.google.com/open?id=...

    published: 17 Mar 2018
  • Financial Conduct Authority (Appellant) v Macris (Respondent)

    [2017] UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr...

    published: 22 Mar 2017
  • Authority Finance by Civica CMI

    Transform the way you work with Authority Finance! Civica CMI proudly presents Authority Finance, a software designed exclusively for municipalities to easily handle and report financial data. For more information, visit www.civicacmi.com/AuthorityFinance

    published: 19 Jul 2017
developed with YouTube
Financial Services Authority
1:31

Financial Services Authority

  • Order:
  • Duration: 1:31
  • Updated: 29 Aug 2012
  • views: 863
videos
An Easy Overview Of The Financial Services Authority
https://wn.com/Financial_Services_Authority
Introduction to the Financial Conduct Authority (FCA) 2013
4:36

Introduction to the Financial Conduct Authority (FCA) 2013

  • Order:
  • Duration: 4:36
  • Updated: 08 Oct 2013
  • views: 19078
videos
The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/Introduction_To_The_Financial_Conduct_Authority_(Fca)_2013
Financial Services Authority
6:26

Financial Services Authority

  • Order:
  • Duration: 6:26
  • Updated: 16 Sep 2011
  • views: 1216
videos
https://wn.com/Financial_Services_Authority
NFRA I National Financial Reporting Authority
19:39

NFRA I National Financial Reporting Authority

  • Order:
  • Duration: 19:39
  • Updated: 17 Apr 2018
  • views: 36
videos
CA. Aseem Trivedi sir on NFRA http://www.cakit.in/wp-content/upload... follow the link to get the journal on NFRA
https://wn.com/Nfra_I_National_Financial_Reporting_Authority
Financial Industry Regulatory Authority
14:05

Financial Industry Regulatory Authority

  • Order:
  • Duration: 14:05
  • Updated: 02 Dec 2014
  • views: 550
videos
In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange. It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
https://wn.com/Financial_Industry_Regulatory_Authority
FCA's (Financial Conduct Authority) Success Story
3:17

FCA's (Financial Conduct Authority) Success Story

  • Order:
  • Duration: 3:17
  • Updated: 22 May 2014
  • views: 8812
videos
The UK Financial Conduct Authority uses Salesforce to help maintain the levels of trust required in the UK Financial Services industry.
https://wn.com/Fca's_(Financial_Conduct_Authority)_Success_Story
Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms
5:23

Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

  • Order:
  • Duration: 5:23
  • Updated: 02 Aug 2012
  • views: 574
videos
Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.
https://wn.com/Thomas_Huertas_Of_The_Financial_Services_Authority_In_The_UK_On_Regulation_Of_Financial_Firms
Tim Rowe - UK's Financial Services Authority (FSA)
8:40

Tim Rowe - UK's Financial Services Authority (FSA)

  • Order:
  • Duration: 8:40
  • Updated: 18 Oct 2012
  • views: 1044
videos
Stay in touch with Finance Watch! Newsletter: https://bitly.com/MD2cD1 Facebook : https://www.facebook.com/financewatch Twitter: https://twitter.com/forfinancewatch October 10 2012 - Finance Watch Conference "Financial markets : serving the real economy?" http://www.finance-watch.org/ Tim Rowe is the manager of the Trading Platforms and Settlement Policy team at the UK's Financial Services Authority (FSA). The team is responsible for the FSA's domestic and international policy regarding exchanges, multilateral trading facilities and settlement, as well as elements of OTC trading (including the MiFID regimes for post-trade transparency and systematic internalisers). The team is involved currently in European discussions on the MiFID Review, the Central Securities Depositories Regulation and proposed legislation on securities law. The team also examines elements of market microstructure, such as the role of high frequency trading, direct market access and co-location services. As part of this, Tim co-authored IOSCO's 2011 report entitled "Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency". Tim worked for a number of years at the London Stock Exchange managing the team responsible for the LSE's secondary market trading rules. He was also the compliance officer for EuroMTS, a bond trading platform within the London Stock Exchange Group. Prior to that, Tim undertook a number of regulatory roles with the FSA and the Bank of England.
https://wn.com/Tim_Rowe_Uk's_Financial_Services_Authority_(Fsa)
The Truth About APRA (Australian Prudential Regulation Authority)
3:02

The Truth About APRA (Australian Prudential Regulation Authority)

  • Order:
  • Duration: 3:02
  • Updated: 10 Sep 2017
  • views: 280
videos
The Australian Prudential Regulation Authority is a statutory authority of the Australian Government and the prudential regulator of the Australian financial services industry. CEC Australia exposes the truth behind APRA and the flaws within the system. APRA is presented as the authority that regulates the financial services industry in Australia. Watch the full video at: https://youtu.be/HfoXtPzPSQU Subscribe to CEC Australia: https://www.youtube.com/channel/UCViMLG8C8qWrbODb00LGDpw
https://wn.com/The_Truth_About_Apra_(Australian_Prudential_Regulation_Authority)
A new approach to financial supervision: the Prudential Regulation Authority
6:46

A new approach to financial supervision: the Prudential Regulation Authority

  • Order:
  • Duration: 6:46
  • Updated: 13 Dec 2012
  • views: 15057
videos
In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx
https://wn.com/A_New_Approach_To_Financial_Supervision_The_Prudential_Regulation_Authority
NFRA : National Financial Reporting Authority Explained in 5 minutes UPSC/SSC/BANKING EXAMS
4:35

NFRA : National Financial Reporting Authority Explained in 5 minutes UPSC/SSC/BANKING EXAMS

  • Order:
  • Duration: 4:35
  • Updated: 02 Mar 2018
  • views: 1102
videos
National Financial Reporting Authority explained in less than 5 Minutes !! Important for UPSC/SSC/Banking Exams
https://wn.com/Nfra_National_Financial_Reporting_Authority_Explained_In_5_Minutes_Upsc_Ssc_Banking_Exams
Financial Conduct Authority - Case Study
42:15

Financial Conduct Authority - Case Study

  • Order:
  • Duration: 42:15
  • Updated: 16 May 2017
  • views: 416
videos
Focus on quality of service and management of risk at this high-profile regulator.
https://wn.com/Financial_Conduct_Authority_Case_Study
Financial Conduct Authority (FCA) Explained | Wessex Garages
2:23

Financial Conduct Authority (FCA) Explained | Wessex Garages

  • Order:
  • Duration: 2:23
  • Updated: 21 Sep 2015
  • views: 401
videos
Find out more about how the FCA regulates car financing with some frequently asked questions put to Wessex Garages Director of Operations for Nissan, Renault & Dacia - Dale Richardson. http://www.wessexgarages.com
https://wn.com/Financial_Conduct_Authority_(Fca)_Explained_|_Wessex_Garages
FRA Financial Regulatory Authority 2017 Achievement
3:59

FRA Financial Regulatory Authority 2017 Achievement

  • Order:
  • Duration: 3:59
  • Updated: 24 Feb 2018
  • views: 17
videos
Video Presentation: FRA Financial Regulatory Authority 2017 Achievement . Egypt ........................
https://wn.com/Fra_Financial_Regulatory_Authority_2017_Achievement
The Financial Conduct Authority are all bent and bought and paid for then!
11:03

The Financial Conduct Authority are all bent and bought and paid for then!

  • Order:
  • Duration: 11:03
  • Updated: 17 Apr 2018
  • views: 14
videos
https://wn.com/The_Financial_Conduct_Authority_Are_All_Bent_And_Bought_And_Paid_For_Then
Christopher Woolard, U.K. Financial Conduct Authority
2:15

Christopher Woolard, U.K. Financial Conduct Authority

  • Order:
  • Duration: 2:15
  • Updated: 07 Feb 2018
  • views: 79
videos https://wn.com/Christopher_Woolard,_U.K._Financial_Conduct_Authority
Financial Services Authority
0:40

Financial Services Authority

  • Order:
  • Duration: 0:40
  • Updated: 14 Sep 2009
  • views: 2182
videos
A commercial for the Financial services Authority directed with Mish Mash
https://wn.com/Financial_Services_Authority
Saad Nasarullah LLB Law, Financial Conduct Authority
5:15

Saad Nasarullah LLB Law, Financial Conduct Authority

  • Order:
  • Duration: 5:15
  • Updated: 15 Aug 2016
  • views: 398
videos
Saad is an Law LLB graduate, with a year abroad. We spoke to Saad to find out how he secured a role as Enforcement Associate at the Financial Conduct Authority via the Tier 2 visa
https://wn.com/Saad_Nasarullah_Llb_Law,_Financial_Conduct_Authority
Financial Conduct Authority's Approach to Supervision event
1:04:03

Financial Conduct Authority's Approach to Supervision event

  • Order:
  • Duration: 1:04:03
  • Updated: 20 Mar 2014
  • views: 6558
videos
Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/Financial_Conduct_Authority's_Approach_To_Supervision_Event
About the Financial Conduct Authority (FCA) 2014
2:05

About the Financial Conduct Authority (FCA) 2014

  • Order:
  • Duration: 2:05
  • Updated: 06 Jun 2014
  • views: 3148
videos
Review of the Financial Conduct Authority's first year in business with FCA Chief Executive, Martin Wheatley, Chairman John Griffith-Jones, Aviva's Mark Wilson, Mearns & Co's Margaret Mearns and Age UK's Barbara Limon http://www.fca.org.uk/news/video-fca-first-anniversary More about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/About_The_Financial_Conduct_Authority_(Fca)_2014
What is FINRA (The Financial Industry Regulatory Authority)?
1:24

What is FINRA (The Financial Industry Regulatory Authority)?

  • Order:
  • Duration: 1:24
  • Updated: 11 Mar 2016
  • views: 2883
videos
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers, dealers and the investing public. By consolidating these two regulators, FINRA aims to eliminate regulatory overlap and cost inefficiencies. FINRA offers several different types of licenses needed by both representatives and supervisors. Each license corresponds to a specific type of business or investment. While there are several licenses geared toward specific types of securities, there are three general licenses that the majority of representatives and advisors usually obtain. By Barry Norman, Investors Trading Academy - ITA
https://wn.com/What_Is_Finra_(The_Financial_Industry_Regulatory_Authority)
National Financial Reporting Authority (NFRA) explained for RBI and NABARD 2018
12:11

National Financial Reporting Authority (NFRA) explained for RBI and NABARD 2018

  • Order:
  • Duration: 12:11
  • Updated: 17 Mar 2018
  • views: 1034
videos
In this video, we have discussed National Financial Reporting Authority (NFRA) from the point of view of RBI and NABARD 2018 examination. Important MCQs have also been discussed towards the end of the video. For full video courses for RBI and NABARD 2018, visit https://www.edutap.co.in Learn anytime, anywhere with EduTap Download our app here: https://play.google.com/store/apps/details?id=com.learnyst.edutap Our Telegram channel: https://t.me/EduTapLearning Our Facebook page- https://www.facebook.com/EduTapLearning/? About RBI Grade B- https://edutap.co.in/rbi-grade-b-coaching/ About NABARD Grade A/B- https://edutap.co.in/nabard-grade-a-coaching/ Free material for RBI - https://drive.google.com/open?id=0B5_Iv2REgxNcN1BoanpZcURTWms Free mock tests for RBI - https://drive.google.com/open?id=1uY2OtuMIqqxGfnl6t8EW2UfVZwsH8geY Free current affairs modules for RBI and NABARD - https://drive.google.com/open?id=1_iWNx1awO5khSIqSLdfbu_wctfXRRh7x Free material for NABARD - https://drive.google.com/open?id=0B5_Iv2REgxNcS1FkRFFDaHVDNlU RBI Grade B 2018 Phase 1 + 2 video course - https://courses.edutap.co.in/learn/RBI-Grade-B-2018-Online-Course-1 RBI Grade B 2018 Phase 2 video course- https://courses.edutap.co.in/learn/RBI-Grade-B-2018-Online-Course-2 RBI Grade B 2018 Phase 1 + 2 non video course: https://courses.edutap.co.in/learn/RBI-Grade-B-2018-Online-Course-3 NABARD Grade A/B 2018 full video course: https://courses.edutap.co.in/learn/NABARD-Exam-2018-online-coaching Contact us- https://edutap.co.in/contact-us/ EduTap's Blog- https://edutap.co.in/blog/ Sign up- https://courses.edutap.co.in/signup
https://wn.com/National_Financial_Reporting_Authority_(Nfra)_Explained_For_Rbi_And_Nabard_2018
Financial Conduct Authority (Appellant) v Macris (Respondent)
7:10

Financial Conduct Authority (Appellant) v Macris (Respondent)

  • Order:
  • Duration: 7:10
  • Updated: 22 Mar 2017
  • views: 507
videos
[2017] UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr Macris was identified by the notices. The issue in this case concerned the meaning of the words "any of the reasons contained in [a notice] relates to a matter which identifies a person" in s.393(1) and (4) of the Financial Services Markets Act 2000. By a majority of 4 to 1, the Supreme Court allows the FCA’s appeal.
https://wn.com/Financial_Conduct_Authority_(Appellant)_V_Macris_(Respondent)
Authority Finance by Civica CMI
2:44

Authority Finance by Civica CMI

  • Order:
  • Duration: 2:44
  • Updated: 19 Jul 2017
  • views: 121
videos
Transform the way you work with Authority Finance! Civica CMI proudly presents Authority Finance, a software designed exclusively for municipalities to easily handle and report financial data. For more information, visit www.civicacmi.com/AuthorityFinance
https://wn.com/Authority_Finance_By_Civica_Cmi
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