• Financial Services Authority

    An Easy Overview Of The Financial Services Authority

    published: 29 Aug 2012
  • Introduction to the Financial Conduct Authority (FCA) 2013

    The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 08 Oct 2013
  • A new approach to financial supervision: the Prudential Regulation Authority

    In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx

    published: 13 Dec 2012
  • What is FINRA (The Financial Industry Regulatory Authority)?

    Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business bet...

    published: 11 Mar 2016
  • FCA's (Financial Conduct Authority) Success Story

    The UK Financial Conduct Authority uses Salesforce to help maintain the levels of trust required in the UK Financial Services industry.

    published: 22 May 2014
  • Financial Services Authority

    published: 16 Sep 2011
  • Tim Rowe - UK's Financial Services Authority (FSA)

    Stay in touch with Finance Watch! Newsletter: https://bitly.com/MD2cD1 Facebook : https://www.facebook.com/financewatch Twitter: https://twitter.com/forfinancewatch October 10 2012 - Finance Watch Conference "Financial markets : serving the real economy?" http://www.finance-watch.org/ Tim Rowe is the manager of the Trading Platforms and Settlement Policy team at the UK's Financial Services Authority (FSA). The team is responsible for the FSA's domestic and international policy regarding exchanges, multilateral trading facilities and settlement, as well as elements of OTC trading (including the MiFID regimes for post-trade transparency and systematic internalisers). The team is involved currently in European discussions on the MiFID Review, the Central Securities Depositories Regulation...

    published: 18 Oct 2012
  • Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

    Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.

    published: 02 Aug 2012
  • THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY - DR. PAUL ENENCHE

    THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY. DAILY DIVINE PROOFS. 23/2/2017

    published: 27 Feb 2017
  • Japanese Financial Authority Inspecting 32 Cryptocurrency Exchanges - Bitcoin News

    Japanese Financial Authority Inspecting 32 Cryptocurrency Exchanges - Bitcoin News Bitcoin is a cryptocurrency and worldwide payment system. It is the first decentralized digital currency, as the system works without a central bank or single administrator.The network is peer-to-peer and transactions take place between users directly, without an intermediary.These transactions are verified by network nodes through the use of cryptography and recorded in a public distributed ledger called a blockchain. Bitcoin was invented by an unknown person or group of people under the name Satoshi Nakamoto and released as open-source software in 2009. Bitcoins are created as a reward for a process known as mining. They can be exchanged for other currencies, products, and services. As of February 20...

    published: 04 Feb 2018
  • Christopher Woolard, U.K. Financial Conduct Authority

    Christopher Woolard, Board Member & Executive Director of Strategy & Competition

    published: 07 Feb 2018
  • Financial Conduct Authority's Approach to Supervision event

    Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 20 Mar 2014
  • Financial Conduct Authority (Appellant) v Macris (Respondent)

    [2017] UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr...

    published: 22 Mar 2017
  • FSA to Financial Conduct Authority

    The Financial Services Authority (FSA) was swept away by the coalition government earlier this year in a supposed revolution in regulation. It was replaced by the Financial Conduct Authority (FCA). Adam Fleming reports on how things have changed under the new body.

    published: 25 Nov 2013
  • Financial Markets Authority

    A presentation from Consumer Rights Day run by Consumer Protection, MBIE

    published: 05 May 2017
  • Impact fintech'17 : Marek Chrzanowski, KNF Polish Financial Supervision Authority

    Keynote: Poland as a regional financial innovation centre Marek Chrzanowski, KNF Polish Financial Supervision Authority Impact fintech'17, 6th&7th of December in Katowice - HOST CITY @ImpactCEE #impactfintech

    published: 09 Dec 2017
  • VLOG #1 WHY AN EX FINANCIAL CONDUCT AUTHORITY GRAD WOULD HELP OTHERS GET ONTO GRADUATE SCHEMES?

    My first vlog - an introduction and brief explanation as to why I created the site Click here to get graduate job advice from somebody who's actually been through the graduate recruitment process: http://toughlovegrad.com My Social Media Instagram - @toughlovegrad https://instagram.com/toughlovegrad/ Facebook - @toughlovegrad https://facebook.com/toughlovegrad/ Twitter- toughlovegrad https://twitter.com/toughlovegrad Snapchat- toughlovegrad Email- admin@toughlovegrad.com DISCLOSURE: All opinions are my own.

    published: 24 May 2016
  • About the Financial Conduct Authority (FCA) 2014

    Review of the Financial Conduct Authority's first year in business with FCA Chief Executive, Martin Wheatley, Chairman John Griffith-Jones, Aviva's Mark Wilson, Mearns & Co's Margaret Mearns and Age UK's Barbara Limon http://www.fca.org.uk/news/video-fca-first-anniversary More about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority

    published: 06 Jun 2014
  • Financial Intelligence Authority wants to scrutinise NGO donations

    The Financial Intelligence Authority is in the final stages of completing guidelines that will enable scrutiny of monies that come to Civil Society Organisations from abroad which are in the excess of 1.5 trillion shillings annually. Subscribe to Our Channel For more news visit http://www.ntv.co.ug Follow us on Twitter http://www.twitter.com/ntvuganda Like our Facebook page http://www.facebook.com/NTVUganda

    published: 12 Feb 2018
  • Reuters Newsmaker with Andrew Bailey, Financial Conduct Authority CEO

    published: 10 Jul 2017
  • Authority Finance by Civica CMI

    Transform the way you work with Authority Finance! Civica CMI proudly presents Authority Finance, a software designed exclusively for municipalities to easily handle and report financial data. For more information, visit www.civicacmi.com/AuthorityFinance

    published: 19 Jul 2017
  • Briefing by Financial Conduct Authority as 5 biggest banks are fined more than $US3B

    US, British and Swiss regulators have fined five global banks 3.4 billion US dollars for attempting to manipulate foreign exchange markets. These are the latest penalties for an industry previously criticised for rigging interest rates and for their role in triggering the global financial crisis. The US Commodity Futures Trading Commission, the UK Financial Conduct Authority and the Swiss Financial Market Supervisory Authority said on Wednesday that Citibank, JPMorgan Chase Bank, Royal Bank of Scotland, HSBC Bank and UBS had agreed to settlements totaling almost 3.4 billion US dollars. The FCA said it is continuing to investigate Barclays Bank. "I think it reflects the seriousness of the failings that we've uncovered and the failings which put the integrity of the UK's financial syst...

    published: 03 Aug 2015
  • Financial Conduct Authority (FCA) Explained | Wessex Garages

    Find out more about how the FCA regulates car financing with some frequently asked questions put to Wessex Garages Director of Operations for Nissan, Renault & Dacia - Dale Richardson. http://www.wessexgarages.com

    published: 21 Sep 2015
  • Financial Conduct Authority - Case Study

    Focus on quality of service and management of risk at this high-profile regulator.

    published: 16 May 2017
developed with YouTube
Financial Services Authority

Financial Services Authority

  • Order:
  • Duration: 1:31
  • Updated: 29 Aug 2012
  • views: 843
videos
An Easy Overview Of The Financial Services Authority
https://wn.com/Financial_Services_Authority
Introduction to the Financial Conduct Authority (FCA) 2013

Introduction to the Financial Conduct Authority (FCA) 2013

  • Order:
  • Duration: 4:36
  • Updated: 08 Oct 2013
  • views: 18050
videos
The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/Introduction_To_The_Financial_Conduct_Authority_(Fca)_2013
A new approach to financial supervision: the Prudential Regulation Authority

A new approach to financial supervision: the Prudential Regulation Authority

  • Order:
  • Duration: 6:46
  • Updated: 13 Dec 2012
  • views: 14822
videos
In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx
https://wn.com/A_New_Approach_To_Financial_Supervision_The_Prudential_Regulation_Authority
What is FINRA (The Financial Industry Regulatory Authority)?

What is FINRA (The Financial Industry Regulatory Authority)?

  • Order:
  • Duration: 1:24
  • Updated: 11 Mar 2016
  • views: 2532
videos
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers, dealers and the investing public. By consolidating these two regulators, FINRA aims to eliminate regulatory overlap and cost inefficiencies. FINRA offers several different types of licenses needed by both representatives and supervisors. Each license corresponds to a specific type of business or investment. While there are several licenses geared toward specific types of securities, there are three general licenses that the majority of representatives and advisors usually obtain. By Barry Norman, Investors Trading Academy - ITA
https://wn.com/What_Is_Finra_(The_Financial_Industry_Regulatory_Authority)
FCA's (Financial Conduct Authority) Success Story

FCA's (Financial Conduct Authority) Success Story

  • Order:
  • Duration: 3:17
  • Updated: 22 May 2014
  • views: 8523
videos
The UK Financial Conduct Authority uses Salesforce to help maintain the levels of trust required in the UK Financial Services industry.
https://wn.com/Fca's_(Financial_Conduct_Authority)_Success_Story
Financial Services Authority

Financial Services Authority

  • Order:
  • Duration: 6:26
  • Updated: 16 Sep 2011
  • views: 1211
videos
https://wn.com/Financial_Services_Authority
Tim Rowe - UK's Financial Services Authority (FSA)

Tim Rowe - UK's Financial Services Authority (FSA)

  • Order:
  • Duration: 8:40
  • Updated: 18 Oct 2012
  • views: 1024
videos
Stay in touch with Finance Watch! Newsletter: https://bitly.com/MD2cD1 Facebook : https://www.facebook.com/financewatch Twitter: https://twitter.com/forfinancewatch October 10 2012 - Finance Watch Conference "Financial markets : serving the real economy?" http://www.finance-watch.org/ Tim Rowe is the manager of the Trading Platforms and Settlement Policy team at the UK's Financial Services Authority (FSA). The team is responsible for the FSA's domestic and international policy regarding exchanges, multilateral trading facilities and settlement, as well as elements of OTC trading (including the MiFID regimes for post-trade transparency and systematic internalisers). The team is involved currently in European discussions on the MiFID Review, the Central Securities Depositories Regulation and proposed legislation on securities law. The team also examines elements of market microstructure, such as the role of high frequency trading, direct market access and co-location services. As part of this, Tim co-authored IOSCO's 2011 report entitled "Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency". Tim worked for a number of years at the London Stock Exchange managing the team responsible for the LSE's secondary market trading rules. He was also the compliance officer for EuroMTS, a bond trading platform within the London Stock Exchange Group. Prior to that, Tim undertook a number of regulatory roles with the FSA and the Bank of England.
https://wn.com/Tim_Rowe_Uk's_Financial_Services_Authority_(Fsa)
Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

Thomas Huertas of the Financial Services Authority in the UK on regulation of financial firms

  • Order:
  • Duration: 5:23
  • Updated: 02 Aug 2012
  • views: 561
videos
Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.
https://wn.com/Thomas_Huertas_Of_The_Financial_Services_Authority_In_The_UK_On_Regulation_Of_Financial_Firms
THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY - DR. PAUL ENENCHE

THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY - DR. PAUL ENENCHE

  • Order:
  • Duration: 2:37:41
  • Updated: 27 Feb 2017
  • views: 966
videos
THE PURPOSE OF FINANCIAL ABUNDANCE/AUTHORITY. DAILY DIVINE PROOFS. 23/2/2017
https://wn.com/The_Purpose_Of_Financial_Abundance_Authority_Dr._Paul_Enenche
Japanese Financial Authority Inspecting 32 Cryptocurrency Exchanges - Bitcoin News

Japanese Financial Authority Inspecting 32 Cryptocurrency Exchanges - Bitcoin News

  • Order:
  • Duration: 4:23
  • Updated: 04 Feb 2018
  • views: 11
videos
Japanese Financial Authority Inspecting 32 Cryptocurrency Exchanges - Bitcoin News Bitcoin is a cryptocurrency and worldwide payment system. It is the first decentralized digital currency, as the system works without a central bank or single administrator.The network is peer-to-peer and transactions take place between users directly, without an intermediary.These transactions are verified by network nodes through the use of cryptography and recorded in a public distributed ledger called a blockchain. Bitcoin was invented by an unknown person or group of people under the name Satoshi Nakamoto and released as open-source software in 2009. Bitcoins are created as a reward for a process known as mining. They can be exchanged for other currencies, products, and services. As of February 2015, over 100,000 merchants and vendors accepted bitcoin as payment.[14] Research produced by the University of Cambridge estimates that in 2017, there are 2.9 to 5.8 million unique users using a cryptocurrency wallet, most of them using bitcoin. ► SUBSCRIBE FOR MORE VIDEOS: https://goo.gl/NYaHq2 ► Bitcoin News -Alt Coin news - coin telegraph - coindesk - coin market cap https://goo.gl/45UVFu ★★★ Thanks for watching! Please leave a like if you enjoyed and tell me what you think in the comments! Thanks ★★★
https://wn.com/Japanese_Financial_Authority_Inspecting_32_Cryptocurrency_Exchanges_Bitcoin_News
Christopher Woolard, U.K. Financial Conduct Authority

Christopher Woolard, U.K. Financial Conduct Authority

  • Order:
  • Duration: 2:15
  • Updated: 07 Feb 2018
  • views: 16
videos https://wn.com/Christopher_Woolard,_U.K._Financial_Conduct_Authority
Financial Conduct Authority's Approach to Supervision event

Financial Conduct Authority's Approach to Supervision event

  • Order:
  • Duration: 1:04:03
  • Updated: 20 Mar 2014
  • views: 6362
videos
Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/Financial_Conduct_Authority's_Approach_To_Supervision_Event
Financial Conduct Authority (Appellant) v Macris (Respondent)

Financial Conduct Authority (Appellant) v Macris (Respondent)

  • Order:
  • Duration: 7:10
  • Updated: 22 Mar 2017
  • views: 452
videos
[2017] UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr Macris was identified by the notices. The issue in this case concerned the meaning of the words "any of the reasons contained in [a notice] relates to a matter which identifies a person" in s.393(1) and (4) of the Financial Services Markets Act 2000. By a majority of 4 to 1, the Supreme Court allows the FCA’s appeal.
https://wn.com/Financial_Conduct_Authority_(Appellant)_V_Macris_(Respondent)
FSA to Financial Conduct Authority

FSA to Financial Conduct Authority

  • Order:
  • Duration: 2:39
  • Updated: 25 Nov 2013
  • views: 806
videos
The Financial Services Authority (FSA) was swept away by the coalition government earlier this year in a supposed revolution in regulation. It was replaced by the Financial Conduct Authority (FCA). Adam Fleming reports on how things have changed under the new body.
https://wn.com/Fsa_To_Financial_Conduct_Authority
Financial Markets Authority

Financial Markets Authority

  • Order:
  • Duration: 10:39
  • Updated: 05 May 2017
  • views: 77
videos
A presentation from Consumer Rights Day run by Consumer Protection, MBIE
https://wn.com/Financial_Markets_Authority
Impact fintech'17 : Marek Chrzanowski, KNF Polish Financial Supervision Authority

Impact fintech'17 : Marek Chrzanowski, KNF Polish Financial Supervision Authority

  • Order:
  • Duration: 14:07
  • Updated: 09 Dec 2017
  • views: 113
videos
Keynote: Poland as a regional financial innovation centre Marek Chrzanowski, KNF Polish Financial Supervision Authority Impact fintech'17, 6th&7th of December in Katowice - HOST CITY @ImpactCEE #impactfintech
https://wn.com/Impact_Fintech'17_Marek_Chrzanowski,_Knf_Polish_Financial_Supervision_Authority
VLOG #1 WHY AN EX FINANCIAL CONDUCT AUTHORITY GRAD WOULD HELP OTHERS GET ONTO GRADUATE SCHEMES?

VLOG #1 WHY AN EX FINANCIAL CONDUCT AUTHORITY GRAD WOULD HELP OTHERS GET ONTO GRADUATE SCHEMES?

  • Order:
  • Duration: 1:43
  • Updated: 24 May 2016
  • views: 169
videos
My first vlog - an introduction and brief explanation as to why I created the site Click here to get graduate job advice from somebody who's actually been through the graduate recruitment process: http://toughlovegrad.com My Social Media Instagram - @toughlovegrad https://instagram.com/toughlovegrad/ Facebook - @toughlovegrad https://facebook.com/toughlovegrad/ Twitter- toughlovegrad https://twitter.com/toughlovegrad Snapchat- toughlovegrad Email- admin@toughlovegrad.com DISCLOSURE: All opinions are my own.
https://wn.com/Vlog_1_Why_An_Ex_Financial_Conduct_Authority_Grad_Would_Help_Others_Get_Onto_Graduate_Schemes
About the Financial Conduct Authority (FCA) 2014

About the Financial Conduct Authority (FCA) 2014

  • Order:
  • Duration: 2:05
  • Updated: 06 Jun 2014
  • views: 3034
videos
Review of the Financial Conduct Authority's first year in business with FCA Chief Executive, Martin Wheatley, Chairman John Griffith-Jones, Aviva's Mark Wilson, Mearns & Co's Margaret Mearns and Age UK's Barbara Limon http://www.fca.org.uk/news/video-fca-first-anniversary More about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
https://wn.com/About_The_Financial_Conduct_Authority_(Fca)_2014
Financial Intelligence Authority wants to scrutinise NGO donations

Financial Intelligence Authority wants to scrutinise NGO donations

  • Order:
  • Duration: 2:21
  • Updated: 12 Feb 2018
  • views: 2
videos
The Financial Intelligence Authority is in the final stages of completing guidelines that will enable scrutiny of monies that come to Civil Society Organisations from abroad which are in the excess of 1.5 trillion shillings annually. Subscribe to Our Channel For more news visit http://www.ntv.co.ug Follow us on Twitter http://www.twitter.com/ntvuganda Like our Facebook page http://www.facebook.com/NTVUganda
https://wn.com/Financial_Intelligence_Authority_Wants_To_Scrutinise_Ngo_Donations
Reuters Newsmaker with Andrew Bailey, Financial Conduct Authority CEO

Reuters Newsmaker with Andrew Bailey, Financial Conduct Authority CEO

  • Order:
  • Duration: 55:21
  • Updated: 10 Jul 2017
  • views: 204
videos
https://wn.com/Reuters_Newsmaker_With_Andrew_Bailey,_Financial_Conduct_Authority_Ceo
Authority Finance by Civica CMI

Authority Finance by Civica CMI

  • Order:
  • Duration: 2:44
  • Updated: 19 Jul 2017
  • views: 99
videos
Transform the way you work with Authority Finance! Civica CMI proudly presents Authority Finance, a software designed exclusively for municipalities to easily handle and report financial data. For more information, visit www.civicacmi.com/AuthorityFinance
https://wn.com/Authority_Finance_By_Civica_Cmi
Briefing by Financial Conduct Authority as 5 biggest banks are fined more than $US3B

Briefing by Financial Conduct Authority as 5 biggest banks are fined more than $US3B

  • Order:
  • Duration: 1:57
  • Updated: 03 Aug 2015
  • views: 78
videos
US, British and Swiss regulators have fined five global banks 3.4 billion US dollars for attempting to manipulate foreign exchange markets. These are the latest penalties for an industry previously criticised for rigging interest rates and for their role in triggering the global financial crisis. The US Commodity Futures Trading Commission, the UK Financial Conduct Authority and the Swiss Financial Market Supervisory Authority said on Wednesday that Citibank, JPMorgan Chase Bank, Royal Bank of Scotland, HSBC Bank and UBS had agreed to settlements totaling almost 3.4 billion US dollars. The FCA said it is continuing to investigate Barclays Bank. "I think it reflects the seriousness of the failings that we've uncovered and the failings which put the integrity of the UK's financial system at risk" said Martin Wheatley, chief executive of the FCA, speaking about the fines. Some 5.3 trillion US dollars change hands every day on the global foreign exchange market, with 40 percent of trades occurring in London. Currencies including dollars, pounds, euros and yen trade in the loosely regulated market dominated by a group of elite banks. But those trades have an even wider impact because companies around the world use market prices to value assets and manage currency risks. The regulators found that between January 1, 2008 and October 15, 2013, the five banks failed to adequately train and supervise foreign currency traders. You can license this story through AP Archive: http://www.aparchive.com/metadata/youtube/e4270cc4912bb41a3a572b75f6f5fb61 Find out more about AP Archive: http://www.aparchive.com/HowWeWork
https://wn.com/Briefing_By_Financial_Conduct_Authority_As_5_Biggest_Banks_Are_Fined_More_Than_Us3B
Financial Conduct Authority (FCA) Explained | Wessex Garages

Financial Conduct Authority (FCA) Explained | Wessex Garages

  • Order:
  • Duration: 2:23
  • Updated: 21 Sep 2015
  • views: 388
videos
Find out more about how the FCA regulates car financing with some frequently asked questions put to Wessex Garages Director of Operations for Nissan, Renault & Dacia - Dale Richardson. http://www.wessexgarages.com
https://wn.com/Financial_Conduct_Authority_(Fca)_Explained_|_Wessex_Garages
Financial Conduct Authority - Case Study

Financial Conduct Authority - Case Study

  • Order:
  • Duration: 42:15
  • Updated: 16 May 2017
  • views: 188
videos
Focus on quality of service and management of risk at this high-profile regulator.
https://wn.com/Financial_Conduct_Authority_Case_Study
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