- published: 29 Aug 2012
- views: 819
The FCA is one of the UK's two financial regulators, working alongside the Prudential Regulation Authority (PRA). Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. In 2013, it replaced the Financial Services Authority. The FCA supervises the conduct of over 50,000 firms, and regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. Watch the review of the FCA's first year in business https://www.youtube.com/watch?v=E6Zv0YEI7lo Find out more about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
In April 2013 the Prudential Regulation Authority (PRA), as part of the Bank of England, became the United Kingdom's prudential regulator for banks, building societies, credit unions, insurers and major investment firms. http://www.bankofengland.co.uk/publications/Pages/quarterlybulletin/n12prerelease.aspx
Director of Supervision, Clive Adamson outlines the FCA's approach to supervision going forward. Find out more about the FCA http://fca.org.uk/about The FCA regulates the financial services industry in the UK. Its aim is to protect consumers, ensure the industry remains stable and promote healthy competition between financial services providers. The FCA supervises the conduct of over 50,000 firms, and regulates the prudential standards of those firms not covered by the Prudential Regulation Authority. Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
Thomas Huertas of the Financial Services Authority, regulator of the financial services industry in the UK, is a firm believer that better regulation will avoid a repetition of the recent financial meltdown.
Review of the Financial Conduct Authority's first year in business with FCA Chief Executive, Martin Wheatley, Chairman John Griffith-Jones, Aviva's Mark Wilson, Mearns & Co's Margaret Mearns and Age UK's Barbara Limon http://www.fca.org.uk/news/video-fca-first-anniversary More about the FCA http://fca.org.uk/about Follow the FCA on social media: Twitter https://twitter.com/thefca LinkedIn http://www.linkedin.com/company/financial-conduct-authority
Stay in touch with Finance Watch! Newsletter: https://bitly.com/MD2cD1 Facebook : https://www.facebook.com/financewatch Twitter: https://twitter.com/forfinancewatch October 10 2012 - Finance Watch Conference "Financial markets : serving the real economy?" http://www.finance-watch.org/ Tim Rowe is the manager of the Trading Platforms and Settlement Policy team at the UK's Financial Services Authority (FSA). The team is responsible for the FSA's domestic and international policy regarding exchanges, multilateral trading facilities and settlement, as well as elements of OTC trading (including the MiFID regimes for post-trade transparency and systematic internalisers). The team is involved currently in European discussions on the MiFID Review, the Central Securities Depositories Regulation...
 UKSC 19 UKSC 2015/0143 Financial Conduct Authority (Appellant) v Macris (Respondent) On appeal from the Court of Appeal (Civil Division) (England and Wales) The Financial Conduct Authority issued a warning notice, a decision notice, and a final notice to an investment bank, informing the bank that it was imposing a fine as a result of losses incurred in a trading portfolio. Mr Macris had a role in the management structure of the portfolio. Although the notices did not name Mr Macris, he argued that there were references to a part of the bank's management structure which identified him and that he should therefore have been given third party rights in relation to the notices under s.393 of the Financial Services and Markets Act 2000. The Upper Tribunal and Court of Appeal held Mr...
LFSA Link (Eng) : https://www.labuanibfc.com/resource-centre/investor-alerts/labuan-fsa/pubel-bedford-capital-limited-reg-no-ll07172-under-investigation-by-labuan-financial-services-authority LFSA link (Malay) : https://www.labuanibfc.com/resource-centre/investor-alerts/labuan-fsa/pubel-bedford-capital-limited-no-syarikat-ll07172-disiasat-oleh-lembaga-perkhidmatan-kewangan-labuan
Focus on quality of service and management of risk at this high-profile regulator.
The Financial Services Authority (FSA) was swept away by the coalition government earlier this year in a supposed revolution in regulation. It was replaced by the Financial Conduct Authority (FCA). Adam Fleming reports on how things have changed under the new body.
Kitco News' Daniela Cambone speaks with Don Groves of the Financial Conduct Authority (FCA) about regulation in the financial markets. The FCA was formed in April as a successor to the Financial Services Authority (FSA) to regulate financial firms in the UK. "Right now, the benchmark that are covered under legislation, only one, is LIBOR," Groves says. "But the door is open for other things to be added in the future, one of which may be bullion." With regards to consumer confidence, Groves says that the FCA is focused mainly on conduct of financial service companies and also on more consumer issues than in the past. Groves ends the interview with a simple message: "There could be a financial regulator at a desk near you very soon." Tune in now for the latest LBMA coverage. Kitco News, Octo...
My first vlog - an introduction and brief explanation as to why I created the site Click here to get graduate job advice from somebody who's actually been through the graduate recruitment process: http://toughlovegrad.com My Social Media Instagram - @toughlovegrad https://instagram.com/toughlovegrad/ Facebook - @toughlovegrad https://facebook.com/toughlovegrad/ Twitter- toughlovegrad https://twitter.com/toughlovegrad Snapchat- toughlovegrad Email- firstname.lastname@example.org DISCLOSURE: All opinions are my own.
Our Financial Conduct Authority Insight Day takes places on Wednesday 2nd November 2016 and will be an unmissable opportunity for those interested in pursuing a career in Finance. This event will be held in Canary Wharf London at the FCA headquarters. Deadline: Sunday 23 October 2016 Register for the Insight day: http://www.elevationnetworks.org/elevation-networks-financial-conduct-authority-insight-day/
Transform the way you work with Authority Finance! Civica CMI proudly presents Authority Finance, a software designed exclusively for municipalities to easily handle and report financial data. For more information, visit www.civicacmi.com/AuthorityFinance
Thursday, September 7, 2017 (2:00 PM) - Subcommittee on Capital Markets, Securities, and Investment (Committee on Financial Services) Hearing: “Oversight of the Financial Industry Regulatory Authority”
The government intends to merge the Capital Markets Authority, the Insurance Regulatory Authority, the Retirement Benefits Authority and the SACCOS Societies Regulatory Authority into one financial sector regulator - the Financial Services Authority, FSA. This is the gist of the draft Financial Services Authority Bill 2016, which the Cabinet has approved. This opens a door for heavy competition for jobs by the existing employees, right from the top. Watch more NTV Kenya videos at ntv.co.ke and nation.co.ke. Follow @ntvkenya on Twitter. Like our page on Facebook: NTV Kenya. Follow and Double tap on Instagram: NTV Kenya Join Our Telegram channel: www.telegram.me/NTVNewsRush
Surgical Strike on Black Money continues; National Financial Authority Act given green signal For latest breaking news, other top stories log on to: http://www.abplive.in & https://www.youtube.com/c/abpnews